|
THE STATE BANK
OF VIETNAM
-------
|
SOCIALIST
REPUBLIC OF VIETNAM
Independence - Freedom - Happiness
---------------
|
|
No. 2336a/QD-NHNN
|
Hanoi, November
25, 2016
|
DECISION
ON
APPROVAL FOR INSPECTION PLAN IN 2017
THE GOVERNOR OF THE STATE BANK
Pursuant to the Law on Inspection No.
56/2010/QH12 dated November 15, 2010;
Pursuant to the Law on the State bank of Vietnam
No. 46/2010/QH12;
Pursuant to the Government's Decree No.
156/2013/ND-CP dated November 11, 2013 defining the functions, tasks, entitlements
and organizational structure of the State bank of Vietnam;
Pursuant to the Government's Decree No.
26/2014/ND-CP dated April 7, 2014 on organization and operation of inspection
and supervision in banking sector;
Pursuant to Circular No. 01/2014/TT-TTCP dated
April 23, 2014 of Government Inspectorate on formulation and approval for
orientation to inspection programs or plans;
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
At the request of the Chief Banking
Inspector-Supervisor,
DECIDES:
Article 1. To approve the Inspection Plan in 2017 (enclosed with a list
of inspection visits in 2017).
Article 2. Assign the Chief Banking Inspector-Supervisor to initiate
and inspect, expedite the implementation of Inspection Plan in 2017 in
accordance with the Law on Inspection No. 56/2010/QH12 and relevant laws.
Article 3. The Chief Banking Inspector-Supervisor, Directors of
branches of the State Bank of provinces and central-affiliated cities, Heads of
relevant agencies shall implement this Decision.
PP. GOVERNOR
DEPUTY GOVERNOR
Nguyen Phuoc Thanh
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
INSPECTION PLAN IN 2017
(Issued together with
Decision No. 2336a/QD-NHNN dated November 25, 2016 of the Governor of the State
Bank)
Part I
PURPOSES, REQUIREMENTS
I. PURPOSES
1. Initiate implementation of regulations on
inspection, associated with advices on state management, socio-economic management
and perfecting the system in the field of monetary and banking. The inspection
shall closely satisfy requirements pertaining to performance of duties and plan
for socio-economic development of the country and banking sector.
2. Prevent, discover, and promptly deal with
potential risks to safety and violations of law; contribute to the prevention
and combating of corruption, crime in banking sector. Discover loopholes and
shortcomings in the management and operation, policies, and regulations on monetary,
banking, trading in gold and foreign exchange; restructure and settle bad debts
of credit institutions and branches of foreign banks to request competent
authorities to correct violations amend and improve policies of the State and
banking sector.
3. Strictly and effectively implement policies of
the Communist Party, the State and regulations of law on inspection, reception
of citizens, handling of complaints, denunciation, and prevention and combating
of misconduct, waste, and corruption. Strengthen accountability of entities in
the banking sector for comply compliance with laws, policies of the Communist
Party, the State so as to facilitate the reception of citizens, and handle
complaints and denunciation that are complicated, unresolved, and prolonged.
Properly assess the situation, quality, and efficiency of the performance of
duties, inspection, and supervision; reception of citizens, handling of
complaints, denunciation; prevention and combating of corruption, misconduct
and crime.
4. Contribute to ensure the compliance with
regulations of law on monetary and banking matters; improve the efficiency in
state management and order and discipline in those fields under management of
the State bank of Vietnam (SBV); ensure the safety and soundness of the credit
institution system; assess the implementation and restructuring of the credit
institution system in accordance with Decision No. 254/QD-TTg dated March 1,
2012 of the Prime Minister; determine shortcomings, difficulties, reasons and
measures in order for credit institutions to stick to approved plans for
restructuring and bad debt settlement, which are contributed to restructure the
system of credit institutions and branches of foreign banks associated with bad
debt settlement in the period of 2016 - 2020.
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
II. REQUIREMENTS
1. Inspect major issues, meet requirements
pertaining to state management in monetary and banking matters. Inspect and
assess the financial situation, financial performance, capital and ownership
reality of credit institutions; regulations on capital contribution, share
purchase; the extent of compliance with regulations on prudential ratios in
operation of credit institutions, branches of foreign banks; prevention and
combating of money laundering; inspection of implementation of plans for
restructuring with assessment of level of risks, settlement of bad debts,
credit quality, and operation safety involved in activities of credit
institutions and branches of foreign banks. Inspection focuses on those fields
from which risks, misconduct, corruption and mistakes easily arise, and attach
special importance to effective implementation of proposals, determination, and
decisions after inspection and supervision.
2. Determine and evaluate the extent of compliance
with regulations on inspection contents; risks and potential risks in
connection with business and services.
3. According to the financial performance in
business and services, it is required to evaluate the quality and capacity of
administration and control of Board of Directors, the Control Board and Board
of Management of credit institutions; procedures for administration and control
of risks.
4. Provide clear and specific determination of
inspection contents; give warnings against risks; particularly specifying (i)
each content of inspection; (ii) achievements, positive results to be promoted;
(iii) violations, risks, problems, difficulties, determination of proper or
improper practice, nature and severity of the violations, the possibility of
economic loss; (iv) reasons and responsibilities of relevant groups or
individuals; (v) proposals for remedial measures.
5. Seriously initiate policies and regulations of
law on reception of citizens, handling of complaints and denunciation.
Facilitate the reception of citizens and document processing, handle complaints
and denunciation promptly and efficiently in consideration of respect and
protection of legitimate rights and interests of citizens, common interests of
the State in accordance with regulations of law and actual condition.
Strengthen the propagation and raise public awareness of legal knowledge about
reception of citizens and handling of complaints and denunciation in banking
sector.
6. Initiate measures for prevention, discovery and
tackling of corruption in accordance with regulations of law. Implement
regulations on prevention and combating of corruption in accordance with
regulations of United Nations Convention against Corruption. Strengthen the
propagation and raise public awareness of legal knowledge about prevention and
combating of corruption so as to raise awareness, promote the roles and
responsibilities of society in preventing and combating of corruption.
7. Properly evaluate the reality, quality and
efficiency of (i) performance of duties of management, inspection, and
supervision assigned; (ii) the extent of compliance with policies of the
Communist Party, the State and regulations of law; (iii) the initiation of
measures for restructuring and settlement of bad debts of credit institutions;
and (iv) the reception of citizens, handling of complaints and denunciation,
prevention and combating of corruption, misconduct and crime.
8. Combine the inspection of the extent of
compliance with policies and laws on monetary and banking sector and inspection
of risks in the operation of inspected entities in the banking sector; inspect
the implementation of restructuring plans and evaluate the levels of risks and
safety in operation and credit extending of credit institutions and branches of
foreign banks. The inspection shall be focused on the following entities (i)
credit institutions and branches of foreign banks and other entities expected
to be inspected in 2016 that have not undergo such inspection; (ii) those that
have not been inspected in at least 3 last years; (iii) those showing signs of
potential risks and legal violations; and (iv) those whose operation reality should
be evaluated and clarified to serve the purpose of restructuring of credit
institutions and settlement of bad debts.
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
9. Continue to implement widespread inspections of
people's credit funds nationwide, in which focus on people's credit funds that
have not been inspected for at least 2 last years, people's credit funds that
are ranked poor and pose potential risks or show signs of legal violations.
Part two
ADMINISTRATIVE
INSPECTION; INSPECTION OF HANDLING OF COMPLAINTS, DENUNCIATION; INSPECTION OF
PREVENTION AND COMBATING OF CORRUPTION AND CRIME
I. CONTENTS OF INSPECTION
1. Inspect the performance of duties and
entitlement prescribed by the Governor of the State Bank and the implementation
of policies and laws on duties and entitlement of units, in which the following
aspects shall be focused:
1.1. Inspection, supervision, and actions against
violations in relation with operation of inspected entities in the
administrative divisions;
1.2. Issuance of, revocation of, and amendments to establishment
and operation licenses of people's credit funds, branches of credit
institutions, transaction offices, ATM rooms; approval for changes to credit
institutions and other organizations involving banking activities in the
administrative divisions authorized by the Governor of the State Bank;
1.3. The direction, monitoring, and supervision of
restructuring of credit institutions and people's credit funds in the
administrative divisions in accordance with regulations of law and direction of
the Governor of the State Bank (including settlement of bad debts);
1.4. Implementation of determination, proposals,
and decisions on actions against inspection-related issues and post-inspection
results.
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
3. The direction and administration of leadership
boards during the implementation of regulations of law and their performance of
assigned duties.
4. Responsibility of units in compliance with
regulations of law on management and use of capital, assets, income-generating
recurrent services, capital construction:
4.1. The furnishing and management of assets in
accordance with standards prescribed by the State and the State Bank;
4.2. The year-end stocktaking;
4.3. Liquidation of fixed assets and labor tools
and machinery;
4.4. The implementation of regulations on
management of assets.
5. The performance of duties and entitlement of
civil servants of the unit:
5.1. Performance of duties and entitlement of civil
servants as prescribed by law and other relevant regulations; internal
regulations and working regulations of agencies and organizations; performance
of other duties assigned by competent authorities or persons; and prohibited
acts applicable to officials/civil servants;
5.2. Implementation of regulations of recruitment,
arrangement of work, appointment, training, transfer, rotation, secondment,
discharge, assessment, severance, retirement, reward, and disciplines of civil
servants and ethics and communications of civil servants on duties, and
facilities/means provided for civil service activities.
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
6. The implementation of regulations on reception
of citizens.
7. The implementation of regulations on handling of
complaints; responsibilities of state management in handling of complaints and
actions against violations of law on complaints.
8. The implementation of regulations on handling of
denunciation, handling of denunciation, protection of denouncers;
responsibilities of state management in handling of denunciation and actions
against violations of law on denunciation.
9. The implementation of regulations on prevention
and combating of corruption and crime of banking sector, including:
9.1. Propagation and thorough grasp of policies and
regulations of the Communist Party and the State on prevention and combating of
corruption; propagation of United Nations Convention against Corruption,
National Strategy against Corruption by 2020 of the Government and banking
sector applicable to officials and civil servants in agencies, organizations
and units;
9.2. The establishment, strengthening and
promulgation of operation regulations of steering committees (steering
subcommittees) against corruption and crime;
9.3. Implementation of directions of the Communist
Party, the State, and the State Bank on prevention and combating of corruption
and crime;
9.4. The transfer of positions of officials and
civil servants; implementation of regulations on gifts, receiving gifts and
returning gifts;
9.5. The declaration of income and assets;
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
9.7. Formulation and implementation of policies,
standards;
9.8. Formulation and implementation of code of
conduct, the rules professional ethics;
9.9. Adoption of measures and amendments to
proposals and decisions issued after inspection, investigation, audit, and
judgments/verdicts in connection with corruption;
9.10. The implementation of reporting on prevention
and combating of corruption.
9.11. The implementation of regulations on thrift
practice, waste combat.
II. INSPECTED ENTITIES
1. Administrative inspection
- Contents of inspection: Matters prescribed in
Section I Part two of the Inspection Plan.
- Administrative inspection (07 entities): Branches
of the State Bank in: An Giang; Ba Ria – Vung Tau; Dak Lak; Phu Tho; Thua Thien
Hue; Tien Giang; Vinh Phuc.
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
2.1. Inspection (04 entities): Vietnam Joint Stock
Commercial Bank for Industry and Trade (VietinBank); Joint Stock Commercial
Bank for Investment and Development of Vietnam (BIDV); Vietnam Bank for Social
Policies; Deposit insurance of Vietnam.
2.2. Inspection (02 entities): Asia Commercial
Joint Stock Bank (ACB); Vietnam Technological and Commercial Joint Stock Bank
(Techcombank).
Part three
SPECIALIZED INSPECTION
I. INSPECTION OF JURIDICAL
PERSONS
1. Contents of inspection
According to actual situation of each inspected
entity and state management requirements, the person competent to issue
decisions on inspection shall issue a decision on inspection of one, a number,
or all of the following contents:
1.1. Inspection and evaluation of financial
situation and financial performance:
Consider and evaluate reality of revenues,
expenses, financial performance in consideration of evaluation of asset
quality, debt classification and building up of loan loss reserves; assess the
extent of compliance with regulations of law on accounting of interests
receivable, expenditures on sale promotion, advertisement, brokerage,
commission, and payment of salaries and remuneration.
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
- Assess the compliance with regulations on capital
contribution, share purchase; proportion of shareholding; and sale, transfer of
shares, stakes of credit institutions;
- Evaluate the reality of charter capital,
allocated capital, owner's equity, the capital contribution, share purchase of
credit institutions; in which focus on sources of funds provided for the
capital contribution, share purchase of credit institutions and major
shareholders of credit institutions, sources of funds provided for increase in
charter capital, receipt of transfer of stakes and shares.
- Evaluate the reality of ownership structure of
charter capital (shareholders/capital contributors being individuals,
enterprises, credit institutions, other entities; domestic shareholders/capital
contributors, foreign shareholders/capital contributors; shareholders being
state-owned enterprises) and influence degrees of major
shareholders/shareholder groups and their relevant persons in terms of
administration and operation of credit institutions.
1.3. Inspection of administration and system of
internal control and audit:
- The extent of compliance with regulations on
administration and internal control and audit; requirements pertaining to
managers, executives and other positions of credit institutions and branches of
foreign banks as prescribed in regulations of law; management and supervision
of operation of their branches, transaction offices, and public service
providers and other affiliated entities.
- The promulgation of policies and professional and
internal regulations; conduct supervision and inspect the implementation of
policies and regulations of the State, directions of the State Bank and
internal policies, decisions and resolutions of the General Meeting of
Shareholders and the Board of Directors/the Board of members.
- Other contents (if necessary) of administration,
internal control, internal audit of credit institutions and branches of foreign
banks.
- The inspection of administration and system of
internal control and audit shall combine with the inspection of professional
operations of credit institutions so as to provide a correct determination of
reality of administration and control of credit institutions and branches of
foreign banks.
1.4. Inspection of operations
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
- The extent of compliance with regulations on
banking safety, including capital adequacy ratio, credit limits,
creditworthiness, maximum short-term sources of funds used for middle-term and
long-term loans, credit limits, cases of restrictions and prohibition of credit
extending as prescribed in law of credit institutions; limits on investment in
fixed assets; gold and foreign exchange position.
- Evaluate the creditworthiness and solvency ratio;
evaluate the formulation and control of liquidity management limits, maturity
mismatch limits, currency structure of funds and use of funds.
1.4.2. Extending credit (including loans,
guarantees, discounts and rediscounts, finance lease, factoring, investment in
corporate bonds, issuance of credit cards and other types of credit extending
as prescribed by the State Bank).
- The extent of compliance with regulations on
lending interest rates and fees in credit extending.
- The extent of compliance with regulations
on: credit extending; purchase of unlisted corporate bonds; debt to equity
conversions; credit growth limits as prescribed by the State Bank; regulations
on credit operation safety and limits to credit extending, particularly in
credit extending, investment in bonds in terms of major shareholders, managers,
executives and their relevant persons.
- The credit extending, credit quality (including
guarantees, purchase of unlisted corporate bonds, debt purchase) of credit
institutions and branches of foreign banks, particularly in the following
cases:
+ Managers, executives, shareholders, groups of
shareholders of credit institutions and their relevant persons;
+ Subsidiary companies, associate companies and
their relevant persons;
+ Amounts receivable, trust, buying/selling
forward, debt sale and right of recourse;
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
+ Clients those are guaranteed by stocks, financial
instruments of such credit institution or its subsidiary companies, associate
companies;
+ Lending and buying bonds of subsidiary companies,
associate companies of the credit institution;
+ Provide clients with loans to contribute capital
to other credit institutions on the basis of receipt of collateral in form of
stocks, financial instruments of such credit institution that receives the
stakes;
+ Loans that enable clients to offer guarantees in
form of stocks, financial instruments of other credit institutions.
- The extent of compliance with regulations on debt
classification, building up loan loss reserves, interest exemption or
reduction, particularly in those debts of which interests receivable are
greater than the principal balance, those debts posing risks of becoming bad
debts; and determination of amounts of loan loss reserves/additional reserves
as prescribed by laws.
- Debt restructuring, debt extension and
adjustments to repayment periods, in which debts of class 1, class 2, class 3
and restructured debts shall remain unchanged as prescribed in Decision No.
780/QD-NHNN dated April 23, 2012 of the Governor of the State Bank.
- Bad debts with and without collaterals, including
guarantees with property (real estate, goods, materials/supplies, stocks,
bonds, financial instruments and other current assets).
- The settlement of bad debts by using loan loss
reserves, debt sale, obtaining collaterals in place of debt repayment
obligations, collateral sale, debt to equity conversions; the extent of
compliance with regulations on using reserves for settlement of bad debts,
particularly in those debts involved in violations during the credit extending
process, debts of major shareholders, managers, executives and their relevant
persons.
- The extent of compliance with regulations on sale
and settlement of bad debts with Vietnam Asset Management Company (VAMC) and
other entities, building up of loan loss reserves against special bonds;
recovery and settlement of those debts sold to VAMC.
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
- Consideration of credit structures, credit
concentrations and credit quality (bad debts) by sectors, administrative
geographic areas and clients (state-invested enterprises, other enterprises,
individuals, households and other entities).
- Pledging of stocks, bonds, and financial
instruments of other credit institutions and enterprises.
- Debt purchase (spot, forward, repo, sale with
right of recourse, sale of shares of other credit institutions in the form of
deferred payments); particularly in sale of bad debts to other credit
institutions, enterprises and assets management companies of credit
institutions.
- The initiation of credit programs/policies (loans
for buying houses, fishing boat building; credit for agriculture and rural
areas as prescribed in Decree No. 55/2015/ND-CP...) for a number of special
entities, beneficiaries of incentive policies.
- Credit extending in the fields of real estate,
securities, consumption, and passbook pledged loans.
- Credit extending for BOT, BT projects; and credit
extended exceeding limits as approved by the Prime Minister and/or the State
Bank.
1.4.3. The extent of compliance with regulations
on: capital mobilization, interests on capital mobilization and regulations on
reserve requirement.
1.4.4. Financial investment and other credit
assets:
- The extent of compliance with regulations on
financial investment, procurement of property;
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
- Evaluation of the capital contribution and share
purchase of a credit institution to enterprises being shareholders, and capital
contributors of such credit institution;
- Evaluation of recoverability of investments and
other credit assets.
1.4.5. Foreign exchange transactions and gold
trading:
- The extent of compliance with regulations on sale
of foreign currencies, foreign currency statuses;
- The extent of compliance with regulations on gold
trading (mobilization, bailment, lending, issuance of financial instruments,
gold position, pledge, escrow deposit);
- The indirect investment, fund transfer, foreign
loans, including braches, subsidiary companies, and parent companies overseas;
- The borrowing and capital mobilization from
parent credit institutions overseas or international market.
1.4.6. Other operations:
- Offer and acceptance of trusteeship; amounts
receivable and payable;
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
- Interbank operations: scope, terms, interests and
level of risks of loans, deposits, acceptance of loans and deposits,
sale/purchase of financial instruments of credit institutions; bad debts and
non-performing assets in interbank operations:
- The extent of compliance with regulations on use
of refinancing, State’s subsidies to loans in the fields of agriculture and
rural areas (conditions for decrease in reserve requirement rates, conditions
for refinancing and use of refinancing); loans for purchase/lease of housing;
etc.
- Inspection of the extent of compliance with
regulations on treasury safety.
1.5. Inspection of the implementation of plans for
restructuring and plans for settlement of bad debts that are approved by
competent authorities and the implementation of directions of the State Bank
and competent authority in terms of restructuring and settlement of bad debts
of credit institutions, in which it is required to specify the implementation
progress, results of settlement of bad debts, difficulties, problems and
reasons for the plans.
1.6. Inspection of the extent of compliance with
regulations on prevention and combating of money laundering.
1.7. Inspection of the extent of compliance with
regulations on escrow deposit and management of escrow deposit at commercial
banks.
1.8. Inspection of the extent of compliance with
regulations on security and safety in e-payment system as well as card readers
during the provision of services.
1.9. Inspection of the extent of compliance with
regulations on off-balance sheet accounting.
1.10. With regard a people's credit fund, apart
from the above-mentioned matters to be inspected, the following matters shall
be also clarified as follows: :
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
- Bad debts, quality of loans granted to
members/clients other than members of the people’s credit fund;
- The extent of compliance with regulations on
ownership of charter capital; loans granted to managers, executives and their
relevant persons;
- Management of cash funds, mobilized capital,
loans, debt collection, and disbursement;
- Provision of payment services;
- The extent of compliance with regulations on
capital preservation and regulation fund:
- Capital structures, credit concentrations
according to major customers, managers, executives and their relevant persons.
- Area of operation and scope of operation in
relation to the capacity of management, executive and the provisions of law;
- Investment and deposits at other credit
institutions and acceptance of deposits and loans of other credit institutions.
1.11. Inspection of other matters (if any): The
person issuing the inspection decision shall decide specific inspection
contents in accordance with nature and requirements for each inspected entity.
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
2.1. Domestic credit institutions (11 entities):
(i). Contents of inspection: Matters prescribed in
Point 1 Section I Part three of the Inspection Plan shall be inspected:
(ii) Inspected entities:
- Commercial banks (06 entities):
Vietnam Prosperity Joint Stock Commercial Bank
(VPBank); National Citizen Commercial Joint Stock Bank (NCB); Vietnam Asia
Commercial Joint Stock Bank (VietABank); An Binh Commercial Join Stock Bank
(ABBank); Saigon Thuong Tin Commercial Joint Stock Bank (Sacombank); Vietnam
Thuong Tin Commercial Joint Stock Bank (VietBank).
With regard to VPBank and VietBank, apart from the
above-mentioned matters to be inspected, the inspection of the extent of
compliance with regulatiosn on prevention and combating of corruption and crime
shall be also added to an inspection visit to a juridical person.
- Domestic non-banking credit institutions and
microfinance institutions (05 entities):
Post and Telecommunication Fiannce Company Limited
(PTFinance); Vietnam Shipbuilding Finance Company Limited (VFC); Agribank No.1
Leasing Company (ALCI); M7 – Microfinance Institution Limited (M7-MFI); Tinh
Thuong Microfinance Institution (TYM).
2.2. Foreign credit institutions (16 entities):
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
(ii). Inspected entities:
- Wholly foreign-owned banks, financial companies,
finance leasing companies (06 entities):
Australia and New Zealand Banking (ANZ Bank); HSBC
Bank (Vietnam) Ltd. (HSBC); Chailease International Leasing Co., Ltd. (CILC);
Toyota Financial Services Vietnam Company Limited (TFSVN); Vietnam
International Leasing Company Limited; Kexim Vietnam Leasing Co., Ltd. (KVLC).
- Branches of foreign banks (10 entities):
Citibank, N.A. Hanoi Branch; Citibank, N.A. Ho Chi
Minh City Branch; Keb Hana Bank Hanoi Branch; Bangkok Bank Public Company
Limited Ho Chi Minh City Branch; Industrial Bank of Korea Hanoi Branch;
Industrial Bank of Korea Ho Chi Minh City Branch; Bank of China Ho Chi Minh
City Branch; Overseas Chinese Banking Corporation (OCBC) Ho Chi Minh City
Branch; JPMorgan Chase Ho Chi Minh City Branch; First Commercial Bank Ho Chi
Minh City Branch.
II. THEMATIC INSPECTION (07
entities)
1. Sai Gon Joint Stock Commercial Bank (SCB): inspect
the implementation of restructuring plans, determination and accounting of
interests receivable
2. Tien Phong Commercial Joint Stock Bank (TPBank):
inspect the credit extending.
3. Vietnam Maritime Commercial Stock Bank (MSB):
inspect the credit extending, implementation of restructuring plans,
determination and accounting of interests receivable.
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
5. HD Saison Finance Co., Ltd. (HD Saison):
inspect the credit extending.
6. Vietnam Public Joint Stock Commercial Bank
(PVcomBank): Inspect the determination and accounting of interests receivable.
7. Vietnam Bank for Agriculture and Rural
Development (Agribank): inspect the credit extending, implementation of
restructuring plans.
With regard to Vietnam Maritime Commercial Stock
Bank (MSB) and Tien Phong Commercial Joint Stock Bank (TPBank), apart from the
above-mentioned matters to be inspected, the inspection of the extent of
compliance with regulatiosn on prevention and combating of corruption and crime
shall be also added to a thematic inspection.
Part 4
IMPLEMENTATION
I. RESPONSIBILITIES
1. Bank Supervision and Inspection Agency
1.1. Direct, expedite, inspect and supervise the
implementation of Inspection Plan in branches of the State Bank in provinces
and cities; closely cooperation with branches of the State Bank in provinces
and cities in initiation of the Inspection Plan and direct Inspectorates;
monitor and expedite the fulfillment of responsibilities assigned to branches
of the State Bank in provinces and cities; address issues within their
competence or request the Governor of the State Bank and competent authorities
to address difficulties arising during the implementation of Inspection Plan in
2017.
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
- Period and starting time of inspections carried
out by Department of inspection and supervision of domestic credit institutions
(Department I); Department of inspection and supervision of foreign credit
institutions (Department II); Department of administrative inspection, handling
of complaints and prevention and combating of corruption (Department III) shall
be subject to decision of the Chief Banking Inspector-Supervisor.
- Period and starting time of inspection carried
out by Department of inspection and supervision of banks in Hanoi (Department
I) shall be subject to decision of Director of Department I;
- Period and starting time of inspection carried
out by Department of inspection and supervision of banks in Ho Chi Minh City
(Department II) shall be subject to decision of Director of Department II.
1.3.. Bank Supervision and Inspection Agency
(Department I, II, III) shall, according to this Inspection Plan, formulate a
plan for initiation of inspection visits to inspected entities assigned in this
Plan in accordance with regulations of law and actual condition; and cooperate
with branches of the State Bank in provinces and cities during the
implementation.
With regard to Hanoi and Ho Chi Minh City, the Bank
Supervision and Inspection Agency (Department I, II) shall, according to the
Inspection Plan and requirements pertaining to management, inspection and
supervision in the cities, formulate a plan for initiation of inspection visits
to inspected entities assigned in this Plan in accordance with regulations of
law and actual condition; and cooperate with branches of the State Bank in
provinces and cities during the implementation.
2. Branches of the State Bank of provinces and
central-affiliated cities (except for branches of Hanoi and Ho Chi Minh City)
Pursuant to the Inspection Plan and requirements
pertaining to inspection and supervision in the administrative divisions, Directors
of branches of the State Bank of provinces/cities shall direct the formulation
of specific inspection plans to inspected entities in the administrative
divisions in accordance with regulations of law and actual condition; period
and starting time of inspections shall be subject to decision of the Directors
of branches of the State Bank of provinces/cities.
3. A list of inspection visits in 2017 shall
be issued herewith, in which inspection contents, inspected entities, and
agencies in charge shall be specified.
II. REPORTING
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
Consolidate the reports on implementation of
Inspection Plan from Bank Supervision and Inspection Agency and branches of the
State Bank of provinces and cities and send a consolidated report to the
Governor of State Bank before December 31, 2017.
2. Branches of the State Bank of provinces and
central-affiliated cities (except for branches of Hanoi and Ho Chi Minh City)
2.1. Consolidate the reports on implementation of
Inspection Plan in 2017 in the administrative divisions and send a consolidated
report to Bank Supervision and Inspection Agency no later than December 17,
2017.
2.2. Send monthly reports to the Governor of the
State Bank (via Bank Supervision and Inspection Agency) no later than every 17
of the reporting month: (i) results, difficulties, and progress of
Inspectorates assigned in the Inspection Plan; and (ii) proposals for effective
implementation of Inspection Plan in 2017.
2.3. Directors of branches of the State Bank of
provinces and cities (except for branches of Hanoi and Ho Chi Minh City) shall
approve their Inspection Plan in 2017 and send a report to the Governor of the
State Bank (via Bank Supervision and Inspection Agency) before January 31,
2017, and direct the inspection and supervision agencies of branches of the
State Bank of provinces and cities to initiate the approved Inspection Plan.
2.4. The Inspection Plan in 2017 of each branch of
the State Bank of province/city must specify: number of inspection visits;
inspected entities; inspection schedule; inspection period; purposes,
requirements, and contents of inspection; a list of inspection visits, a list
of specialized inspection visits issued together with the Inspection Plan.
Difficulties that arise during the implementation
of this Circular should be reported to Bank Supervision and Inspection Agency
(via Department of banking system safety supervision) for consideration./.
LIST
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
No.
Inspected
entity
Contents
Period
Scope
Agency in
charge
Coordinating
agency
Notes
A-ADMINISTRATIVE INSPECTION (13 entities)
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
SBV’s An Giang Branch
Issues prescribed
in Section I Part 2 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
From January 1,
2015 to the inspection date
Bank Supervision
and Inspection Agency (Department III)
Department I, II
and branches of the State Bank of provinces and cities (if necessary)
2
SBV’s Ba Ria Vung Tau Branch
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
Subject to decision of decision maker in
accordance with regulations of law and actual condition
From January 1,
2015 to the inspection date
Bank Supervision
and Inspection Agency (Department III)
Department I, II
and branches of the State Bank of provinces and cities (if necessary)
3
SBV’s Dak Lak Branch
Issues prescribed in
Section I Part 2 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
Bank Supervision
and Inspection Agency (Department III)
Department I, II
and branches of the State Bank of provinces and cities (if necessary)
4
SBV’s Phu Tho Branch
Issues prescribed in
Section I Part 2 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
From January 1,
2015 to the inspection date
Bank Supervision
and Inspection Agency (Department III)
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
5
SBV’s Thua Thien Hue Branch
Issues prescribed in
Section I Part 2 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
From January 1,
2015 to the inspection date
Bank Supervision
and Inspection Agency (Department III)
Department I, II
and branches of the State Bank of provinces and cities (if necessary)
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
SBV’s Tien Giang Branch
Issues prescribed in
Section I Part 2 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
From January 1,
2015 to the inspection date
Bank Supervision
and Inspection Agency (Department III)
Department I, II
and branches of the State Bank of provinces and cities (if necessary)
7
SBV’s Vinh Phuc Branch
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
Subject to decision of decision maker in
accordance with regulations of law and actual condition
From January 1,
2015 to the inspection date
Bank Supervision
and Inspection Agency (Department III)
Department I, II
and branches of the State Bank of provinces and cities (if necessary)
8
Vietnam Joint Stock Commercial Bank for Industry
and Trade (Vietinbank)
Issues prescribed in
Section I Part 2 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
Bank Supervision
and Inspection Agency (Department III)
Department I, II
and branches of the State Bank of provinces and cities (if necessary)
9
Joint Stock Commercial Bank for Investment and
Development of Vietnam (BIDV)
Issues prescribed in
Section I Part 2 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
From January 1,
2015 to the inspection date
Bank Supervision
and Inspection Agency (Department III)
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
10
Vietnam Bank for Social Policies
Issues prescribed
in Section I Part 2 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
From January 1,
2015 to the inspection date
Bank Supervision and
Inspection Agency (Department III)
Department I, II
and branches of the State Bank of provinces and cities (if necessary)
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
Deposit insurance of Vietnam
Issues prescribed
in Section I Part 2 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
From January 1,
2015 to the inspection date
Bank Supervision
and Inspection Agency (Department III)
Department I, II
and branches of the State Bank of provinces and cities (if necessary)
12
Vietnam Technological and Commercial Joint Stock
Bank (Techcombank)
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
Subject to decision of decision maker in
accordance with regulations of law and actual condition
From January 1,
2015 to the inspection date
Bank Supervision
and Inspection Agency (Department III)
Department I, II
and branches of the State Bank of provinces and cities (if necessary)
13
Asia Commercial Joint Stock Bank (ACB)
Issues prescribed in
Section I Part 2 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
Bank Supervision
and Inspection Agency (Department III)
Department I, II
and branches of the State Bank of provinces and cities (if necessary)
B-SPECIALIZED INSPECTION
I. Inspection of juridical persons
1. Domestic credit institutions (11 entities)
1
National Citizen Bank (NCB)
Issues prescribed
in Point 1 Section I Part 3 of Inspection Plan issued together with Decision
No. 2336a/QD-NHNN dated November 25, 2016
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
2016 and
before-and-after 2016 (if necessary)
Bank Supervision
and Inspection Agency (Department I)
Department II and
branches of the State Bank of provinces and cities (if necessary)
2
Vietnam Prosperity Joint Stock Commercial Bank
(VPBank)
Issues prescribed
in Point 1 Section I Part 3 of Inspection Plan issued together with Decision
No. 2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and
before-and-after 2016 (if necessary)
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
Department II and branches
of the State Bank of provinces and cities (if necessary)
3
Vietnam Asia Commercial Joint Stock Bank
(VietABank)
Issues prescribed
in Point 1 Section I Part 3 of Inspection Plan issued together with Decision
No. 2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and
before-and-after 2016 (if necessary)
Bank Supervision
and Inspection Agency (Department I)
Department II and branches
of the State Bank of provinces and cities (if necessary)
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
4
An Binh Commercial Join Stock Bank (ABBank)
Issues prescribed
in Point 1 Section I Part 3 of Inspection Plan issued together with Decision
No. 2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and
before-and-after 2016 (if necessary)
Bank Supervision
and Inspection Agency (Department II)
Department I and branches
of the State Bank of provinces and cities (if necessary)
5
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
Issues prescribed
in Point 1 Section I Part 3 of Inspection Plan issued together with Decision
No. 2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and
before-and-after 2016 (if necessary)
Bank Supervision
and Inspection Agency (Department I)
Department I and branches
of the State Bank of provinces and cities (if necessary)
6
Vietnam Thuong Tin Commercial Joint Stock Bank
(VietBank)
Issues prescribed
in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
2016 and
before-and-after 2016 (if necessary)
SBV’s Soc Trang
Branch
Department I, II
and branches of the State Bank of provinces and cities (if necessary)
7
Post and Telecommunication Fiannce Company
Limited (PTFinance)
Issues prescribed
in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and
before-and-after 2016 (if necessary)
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
Department II and
branches of the State Bank of provinces and cities (if necessary)
8
Vietnam Shipbuilding Finance Company Limited
(VFC)
Issues prescribed
in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and
before-and-after 2016 (if necessary)
Bank Supervision
and Inspection Agency (Department I)
Department II and
branches of the State Bank of provinces and cities (if necessary)
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
9
Agribank No.1 Leasing Company (ALCI)
Issues prescribed
in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and
before-and-after 2016 (if necessary)
Bank Supervision
and Inspection Agency (Department I)
Department II and
branches of the State Bank of provinces and cities (if necessary)
10
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
Issues prescribed
in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and
before-and-after 2016 (if necessary)
Bank Supervision
and Inspection Agency (Department I)
Department II and
branches of the State Bank of provinces and cities (if necessary)
11
Tinh Thuong Microfinance Institution (TYM)
Issues prescribed
in Point 1 Section I Part 3 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
2016 and
before-and-after 2016 (if necessary)
Bank Supervision
and Inspection Agency (Department I)
Department II and
branches of the State Bank of provinces and cities (if necessary)
2. Foreign credit institutions (16 entities)
2.1. Wholly foreign-owned banks, financial
companies, finance leasing companies (06 subjects)
1
Australia and New Zealand Banking (ANZ Bank)
Issues prescribed
in Point 1 Section I Part 3 of Inspection Plan issued together with Decision
No. 2336a/QD-NHNN dated November 25, 2016
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
2016 and
before-and-after 2016 (if necessary)
Bank Supervision
and Inspection Agency (Department II)
Branches of the
State Bank of provinces and cities (if necessary)
2
HSBC Bank (Vietnam) Ltd.
Issues prescribed in
Point 1 Section I Part 3 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and
before-and-after 2016 (if necessary)
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
Branches of the
State Bank of provinces and cities (if necessary)
3
Chailease International Leasing Co., Ltd. (CILC)
Issues prescribed in
Point 1 Section I Part 3 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and
before-and-after 2016 (if necessary)
Bank Supervision
and Inspection Agency (Department II)
Branches of the
State Bank of provinces and cities (if necessary)
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
4
Toyota Financial Services Vietnam Company Limited
(TFSVN)
Issues prescribed in
Point 1 Section I Part 3 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and
before-and-after 2016 (if necessary)
Bank Supervision
and Inspection Agency (Department II)
Branches of the
State Bank of provinces and cities (if necessary)
5
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
Issues prescribed in
Point 1 Section I Part 3 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and
before-and-after 2016 (if necessary)
Bank Supervision
and Inspection Agency (Department II)
Branches of the
State Bank of provinces and cities (if necessary)
6
Kexim Vietnam Leasing Co., Ltd. (KVLC)
Issues prescribed in
Point 1 Section I Part 3 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
2016 and before-and-after
2016 (if necessary)
Bank Supervision
and Inspection Agency (Department II)
Branches of the
State Bank of provinces and cities (if necessary)
2.2. Branches of foreign banks (10
subjects)
1
Citibank, N.A. Hanoi Branch
Issues prescribed
in Point 1 Section I Part 3 of Inspection Plan issued together with Decision
No. 2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
Bank Supervision
and Inspection Agency (Department II)
Department I and
branches of the State Bank of provinces and cities (if necessary)
2
Citibank, N.A. Ho Chi Minh City Branch
Issues prescribed
in Point 1 Section I Part 3 of Inspection Plan issued together with Decision
No. 2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and
before-and-after 2016 (if necessary)
Bank Supervision
and Inspection Agency (Department II)
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
3
Keb Hana Bank Hanoi Branch
Issues prescribed in
Point 1 Section I Part 3 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and
before-and-after 2016 (if necessary)
Bank Supervision
and Inspection Agency (Department II)
Department I and
branches of the State Bank of provinces and cities (if necessary)
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
Bangkok Bank Public Company Limited Ho Chi Minh
City Branch
Issues prescribed in
Point 1 Section I Part 3 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and
before-and-after 2016 (if necessary)
Bank Supervision
and Inspection Agency (Department II)
Department II and
branches of the State Bank of provinces and cities (if necessary)
5
Industrial Bank of Korea Ho Chi Minh City Branch
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and
before-and-after 2016 (if necessary)
Bank Supervision
and Inspection Agency (Department II)
Department II and
branches of the State Bank of provinces and cities (if necessary)
6
Industrial Bank of Korea Hanoi Branch
Issues prescribed in
Point 1 Section I Part 3 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
Bank Supervision
and Inspection Agency (Department II)
Department I and
branches of the State Bank of provinces and cities (if necessary)
7
Bank of China Ho Chi Minh City Branch
Issues prescribed
in Point 1 Section I Part 3 of Inspection Plan issued together with Decision
No. 2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and before-and-after
2016 (if necessary)
Bank Supervision
and Inspection Agency (Department II)
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
8
Overseas Chinese Banking Corporation (OCBC) Ho
Chi Minh City Branch
Issues prescribed
in Point 1 Section I Part 3 of Inspection Plan issued together with Decision
No. 2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and before-and-after
2016 (if necessary)
Bank Supervision
and Inspection Agency (Department II)
Department II and
branches of the State Bank of provinces and cities (if necessary)
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
JPMorgan Chase Ho Chi Minh City Branch
Issues prescribed in
Point 1 Section I Part 3 of Inspection Plan issued together with Decision No.
2336a/QD-NHNN dated November 25, 2016
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and
before-and-after 2016 (if necessary)
Bank Supervision
and Inspection Agency (Department II)
Department II and
branches of the State Bank of provinces and cities (if necessary)
10
First Commercial Bank Ho Chi Minh City Branch
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and
before-and-after 2016 (if necessary)
Bank Supervision
and Inspection Agency (Department II)
Department II and
branches of the State Bank of provinces and cities (if necessary)
II. Thematic inspection (07 entities)
1
Sai Gon Joint Stock Commercial Bank (SCB)
Inspect the implementation of restructuring
plans, determination and accounting of interests receivable
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
2016 and
before-and-after 2016 (if necessary)
Bank Supervision
and Inspection Agency (Department I)
Department I, II
and branches of the State Bank of provinces and cities (if necessary)
2
Tien Phong Commercial Joint Stock Bank (TPBank)
Inspect the credit extending; inspect the extent of
compliance with regulations on prevention and combating of corruption and
crime
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and
before-and-after 2016 (if necessary)
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
Department I, II
and branches of the State Bank of provinces and cities (if necessary)
3
Vietnam Maritime Commercial Stock Bank (MSB)
Inspect the credit extending, implementation of
restructuring plans; accounting of interests receivable; inspect the extent
of compliance with regulations on prevention and combating of corruption and
crime
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and before-and-after
2016 (if necessary)
Bank Supervision
and Inspection Agency (Department I)
Department II and
branches of the State Bank of provinces and cities (if necessary)
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
4
Bao Viet Joint Stock Commercial Bank (BVB)
Inspect the credit extending and settlement of
bad debts
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and
before-and-after 2016 (if necessary)
Bank Supervision
and Inspection Agency (Department I)
Department II and
branches of the State Bank of provinces and cities (if necessary)
5
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
Inspect the credit extending.
Subject to decision of decision maker in accordance
with regulations of law and actual condition
2016 and
before-and-after 2016 (if necessary)
Bank Supervision
and Inspection Agency (Department II)
Department I and
branches of the State Bank of provinces and cities (if necessary)
6
Vietnam Public Joint Stock Commercial Bank
(PVcomBank)
Inspect the determination and accounting of
interests receivable
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
2016 and
before-and-after 2016 (if necessary)
Bank Supervision
and Inspection Agency (Department I)
Department II and
branches of the State Bank of provinces and cities (if necessary)
7
Vietnam Bank for Agriculture and Rural
Development (Agribank)
Inspect the credit extending, implementation of
restructuring plans
Subject to decision of decision maker in
accordance with regulations of law and actual condition
2016 and
before-and-after 2016 (if necessary)
...
...
...
Bạn phải
đăng nhập hoặc
đăng ký Thành Viên
TVPL Pro để sử dụng được đầy đủ các tiện ích gia tăng liên quan đến nội dung TCVN.
Mọi chi tiết xin liên hệ:
ĐT: (028) 3930 3279 DĐ: 0906 22 99 66
Department I, II
and branches of the State Bank of provinces and cities (if necessary)