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THE MINISTRY OF
FINANCE OF VIET NAM
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THE SOCIALIST REPUBLIC OF VIET NAM
Independence-Freedom-Happiness
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No. 125/2026/TT-BTC
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Hanoi, August 22, 2026
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CIRCULAR
PROVIDING AMENDMENTS TO CIRCULAR NO. 83/2024/TT-BTC DATED
NOVEMBER 26, 2024 OF THE MINISTER OF FINANCE PROVIDING GUIDANCE ON MECHANISMS
AND POLICIES FOR PRICES OF SECURITIES SERVICES SET BY THE STATE AND APPLIED TO
VIETNAM EXCHANGE AND ITS SUBSIDIARIES, AND VIETNAM SECURITIES DEPOSITORY AND
CLEARING CORPORATION, AND CIRCULAR NO. 34/2026/TT-BTC DATED MARCH 30, 2026 OF
THE MINISTER OF FINANCE PRESCRIBING ECONOMIC AND TECHNICAL CHARACTERISTICS OF
SECURITIES SERVICES OF VIETNAM EXCHANGE AND ITS SUBSIDIARIES, AND VIETNAM
SECURITIES DEPOSITORY AND CLEARING CORPORATION AND ITS SUBSIDIARY, OF WHICH
PRICES ARE SET BY THE STATE
Pursuant to the Law on
Promulgation of Legislative Documents No. 64/2025/QH15, as amended by the Law
No. 87/2025/QH15;
Pursuant to the Law on
Prices No. 16/2023/QH15, as amended by Law No. 44/2024/QH15, Law No.
61/2024/QH15, Law No. 95/2025/QH15 and Law No. 140/2025/QH15;
Pursuant to the Law on
Securities No. 54/2019/QH14, as amended by the Law No. 56/2024/QH15;
Pursuant to the Law on
Public Debt Management No. 20/2017/QH14, as amended by Law No. 90/2025/QH15 and
Law No. 141/2025/QH15;
Pursuant to the
Government’s Decree No. 78/2025/ND-CP elaborating and providing measures and
guidelines for implementation of the Law on Promulgation of Legislative
Documents, as amended by the Decree No. 187/2025/ND-CP;
Pursuant to the
Government’s Decree No. 29/2025/ND-CP defining functions, tasks, powers and
organizational structure of the Ministry of Finance of Viet Nam, as amended by
the Government’s Decree No. 166/2025/ND-CP;
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The Minister of Finance
promulgates a Circular providing amendments to Circular No. 83/2024/TT-BTC
dated November 26, 2024 of the Minister of Finance providing guidance on
mechanisms and policies for prices of securities services set by the State and
applied to Vietnam Exchange and its subsidiaries, and Vietnam Securities
Depository and Clearing Corporation, and Circular No. 34/2026/TT-BTC dated
March 30, 2026 of the Minister of Finance prescribing economic and technical
characteristics of securities services of Vietnam Exchange and its
subsidiaries, and Vietnam Securities Depository and Clearing Corporation and
its subsidiary, of which prices are set by the State.
Article 1. Amendments
to some Articles, Appendix I and Appendix II of the Circular No. 83/2024/TT-BTC
dated November 26, 2024 of the Minister of Finance of Vietnam providing
guidance on mechanisms and policies for prices of securities services set by
the State and applied to Vietnam Exchange and its subsidiaries, and Vietnam
Securities Depository And Clearing Corporation
1. The phrase “Sở giao dịch
Chứng khoán Việt Nam và các công ty con (sau đây gọi tắt là SGDCK), Tổng công
ty Lưu ký và Bù trừ chứng khoán Việt Nam (sau đây gọi tắt là VSDC) theo quy định
pháp luật” (“Vietnam Exchange and its subsidiaries (hereinafter referred to as
“Stock Exchanges or SEs”), and Vietnam Securities Depository and Clearing
Corporation (hereinafter referred to as “VSDC”) as prescribed by laws”) in
Clause 1 Article 1 is replaced with the phrase “Sở Giao dịch Chứng khoán Việt
Nam và công ty con (sau đây gọi tắt là SGDCK), Tổng công ty Lưu ký và Bù trừ chứng
khoán Việt Nam (sau đây gọi tắt là VSDC) và Công ty con theo quy định pháp luật”
(“Vietnam Exchange and its subsidiaries (hereinafter referred to as “Stock
Exchanges or SEs”), Vietnam Securities Depository and Clearing Corporation
(hereinafter referred to as “VSDC”) and its subsidiary, as prescribed by laws”).
2. The phrase “SGDCK và
VSDC” (“SEs and VSDC”) in Clause 2 Article 1, the heading of Article 3, Clauses
1, 3, 4, 6 and 7 Article 3, Clauses 1 and 3 Article 6, and Clause 1 of Article
7 with the phrase “SGDCK, VSDC và công ty con” (“SEs, VSDC and their subsidiaries”).
3. The phrase “Sở giao dịch
Chứng khoán Việt Nam và các công ty con, Tổng công ty Lưu ký và Bù trừ chứng
khoán Việt Nam” (“Vietnam Exchange and its subsidiaries, Vietnam Securities
Depository and Clearing Corporation”) in Clause 1 Article 2 is replaced with
the phrase “Sở Giao dịch Chứng khoán Việt Nam và công ty con gồm Sở Giao dịch
Chứng khoán Hà Nội, Sở Giao dịch Chứng khoán Thành phố Hồ Chí Minh; Tổng công
ty Lưu ký và Bù trừ chứng khoán Việt Nam và công ty con là Công ty TNHH Một
thành viên Bù trừ Chứng khoán Việt Nam” (“Vietnam Exchange and its
subsidiaries, including Hanoi Stock Exchange (HNX) and Ho Chi Minh City Stock
Exchange (HSX); Vietnam Securities Depository and Clearing Corporation and its
subsidiary, namely Vietnam Securities Clearing Single-Member Limited Liability
Company”).
4. The phrase “Ủy ban nhân
dân tỉnh, thành phố” (“People’s Committee of province or city”) in clause 2
Article 2, in the Payer column of clauses 8, 9 and 10 Section II, and in the
Payer column of clause 19 Section III Part A of Appendix I is replaced with the
phrase “Ủy ban nhân dân cấp tỉnh” (“provincial-level People’s Committee”).
5. The phrase “dịch vụ duy
trì kết nối định kỳ” (“periodical connection maintenance service”) in Clauses
1, 2 and 3 Article 4, Clauses 3 and 4 Article 5, in the Service price
description column of Clause 5.2 Section II Part A of Appendix I, and in Clause
5 Part A of Appendix II is replaced with the phrase “dịch vụ duy trì kết nối
giao dịch định kỳ” (“periodical trading connection maintenance service”).
6. The phrase “SGDCK,
VSDC” (“SEs or VSDC”) in Clause 2 Article 5 is replaced with the phrase “SGDCK,
VSDC và công ty con” (“SEs, VSDC and their subsidiaries”).
7. The phrase “dịch vụ kết
nối trực tuyến” (“online connection service”) in Clause 3 Article 5, Clause 5
Section II Part A of Appendix I, and Clause 5 Part A of Appendix II is replaced
with the phrase “dịch vụ kết nối giao dịch trực tuyến” (“online trading
connection service”).
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9. The phrase “ETF” in the
Service price description column of Clauses 3.2 and 3.3 Section II Part A of
Appendix I is replaced with the phrase “chứng chỉ quỹ ETF” (“ETF fund
certificates”).
10. The phrase “dịch vụ kết nối lần đầu” (“initial connection
service”) in the Service price description column of Clause 5.1 Section II Part
A of Appendix I, and Clause 5 Part A of Appendix II is replaced with the phrase
“dịch vụ kết nối giao dịch lần đầu” (“initial trading connection service”).
11. The phrase “, chào bán cạnh tranh, dựng sổ” (“, competitive
offering, bookbuilding”) in the Service price description column, the Payer
column and the Payment time limit column of Clause 7 Section II Part A of
Appendix I, and in the heading of Clause 7 Part A of Appendix II is deleted.
12. Some phrases in Clause 12 of Section III Part A of Appendix
I are replaced and deleted as follows:
a) The phrase “Công ty Quản
lý quỹ có chứng chỉ quỹ đăng ký tại VSDC” ("Fund Management Company having
fund certificates registered with VSDC”) in the Payer column is replaced with
the phrase “công ty quản lý quỹ có chứng chỉ quỹ đăng ký tại VSDC, công ty quản
lý quỹ có trái phiếu doanh nghiệp riêng lẻ đăng ký tại VSDC” (“fund management
company having fund certificates registered with VSDC, fund management company having
privately placed corporate bonds registered with VSDC”);
b) The phrase “ETF” in the
Scope of application column is replaced with the phrase “chứng chỉ quỹ ETF”
(“ETF fund certificates”);
c) The word “chứng nhận”
(“certification”) in the Payment time limit column is deleted.
13. Some phrases in Clause 15 Section III Part A of Appendix I
are replaced as follows:
a) The phrase “Công ty Quản
lý quỹ có chứng chỉ quỹ đăng ký tại VSDC” ("Fund Management Company having
fund certificates registered with VSDC”) in the Payer column is replaced with
the phrase “công ty quản lý quỹ có chứng chỉ quỹ đăng ký tại VSDC, công ty quản
lý quỹ có trái phiếu doanh nghiệp riêng lẻ đăng ký tại VSDC” (“fund management
company having fund certificates registered with VSDC, fund management company
having privately placed corporate bonds registered with VSDC”);
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14. The phrase “Áp dụng đến hết ngày liền trước ngày chính thức
triển khai cơ chế đối tác bù trừ trung tâm cho hoạt động bù trừ thanh toán giao
dịch cổ phiếu, chứng chỉ quỹ, chứng quyền có bảo đảm” (“Applicable until the
end of the day immediately preceding the date of official implementation of the
central counterparty mechanism for clearing and settlement of transactions in
shares, fund certificates and covered warrants”) is added to the Scope of
application column of Clause 16 Section III Part A, and to the Scope of
application column of Clause 7 Section III Part B of Appendix I.
15. The phrase “Giá dịch vụ thanh toán bằng tiền” (“Cash
settlement service price”) in the Service price description column of Clause
16.4 Section IV Part A of Appendix I is replaced with the phrase “Giá dịch vụ xử
lý, xác định nghĩa vụ thanh toán bằng tiền đối với giao dịch thiếu chứng khoán
để thanh toán” (“Price for processing and determining cash settlement
obligations for transactions for which securities are insufficient for
settlement”).
16. Point c in the Scope of application column of Clause 17.1
Section III Part A of Appendix I is abrogated.
17. Some phrases in Clause 17.2 Section III Part A of Appendix I
are added or abrogated as follows:
a) The phrase “Không áp dụng
đối với các trường hợp tặng cho, thừa kế giữa vợ với chồng, giữa cha đẻ, mẹ đẻ
với con đẻ, cha nuôi, mẹ nuôi với con nuôi, giữa cha chồng, mẹ chồng với con
dâu, giữa cha vợ, mẹ vợ với con rể, giữa ông nội, bà nội với cháu nội, giữa ông
ngoại, bà ngoại với cháu ngoại, giữa anh, chị, em ruột với nhau” (“Not
applicable to donation or inheritance of securities between husband and wife, a
father or mother and his/her natural child, an adoptive father or mother and
his/her adopted child, a father or mother and his/her daughter-in-law or
son-in-law, a paternal or maternal grandfather or grandmother and his/her
grandchild, or between biological siblings” is added to the Scope of
application column;
b) The phrase “, trừ các
trường hợp tặng cho, thừa kế giữa vợ với chồng, giữa cha đẻ, mẹ đẻ với con đẻ,
cha nuôi, mẹ nuôi với con nuôi, giữa cha chồng, mẹ chồng với con dâu, giữa cha
vợ, mẹ vợ với con rể, giữa ông nội, bà nội với cháu nội, giữa ông ngoại, bà ngoại
với cháu ngoại, giữa anh, chị, em ruột với nhau” (“, except for cases of
donation or inheritance of securities between husband and wife, a father or
mother and his/her natural child, an adoptive father or mother and his/her
adopted child, a father or mother and his/her daughter-in-law or son-in-law, a
paternal or maternal grandfather or grandmother and his/her grandchild, or
between biological siblings”) in the Service price description column is
deleted.
18. Clause 17.8 Section III Part A of Appendix I is abrogated.
19. Clauses 17.9, 17.10, 17.11, 17.12 and 17.13 are added to
Section III Part A of Appendix I as follows:
No.
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PAYER
PAYMENT TIME LIMIT
SCOPE OF APPLICATION
17.9
Transfer of ownership
resulting from the repurchase or recovery from employees of shares issued by
a public company under an employee stock option program in accordance with an
approved issuance plan; repurchase or recovery by an issuer or public company
of shares held by employees who acquired such shares on preferential terms in
accordance with regulations of law on equitization
The party receiving the
transfer of ownership shall pay the service price to VSDC through a
depository member, or the public company, or the issuer.
Within 07 business days
from the date on which VSDC confirms the transfer of securities ownership.
17.10
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The parties to the
transfer of ownership shall pay the service price to VSDC through depository
members
Within 07 business days
from the date on which VSDC confirms the transfer of securities ownership.
17.11
Transfer of ownership of
preference shares not subject to transfer restrictions under the Law on
Enterprises
The parties to the
transfer of ownership shall pay the service price to VSDC through depository
members
Within 07 business days
from the date on which VSDC confirms the transfer of securities ownership.
17.12
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The parties to the
transfer of ownership shall pay the service price to VSDC through depository
members
Within 07 business days
from the date on which VSDC confirms the transfer of securities ownership.
17.13
Transfer of ownership
arising from the public offering of securities by shareholders of a public
company through auction via Stock Exchanges
The parties to the
transfer of ownership shall pay the service price to VSDC through depository
members
Within 07 business days
from the date on which VSDC confirms the transfer of securities ownership.
20. The phrase “Giá dịch vụ vay, cho vay chứng khoán qua hệ thống
VSDC” (“Price for securities borrowing and lending via VSDC system”) in Clause
18 Section III Part A of Appendix I, and Clause 15 Part A of Appendix II is
replaced with the phrase “Giá dịch vụ vay, cho vay chứng khoán qua hệ thống tại
VSDC” (“Price for securities borrowing and lending via the system at VSDC”).
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a) The phrase “Đăng ký
giao dịch bảo đảm lần đầu và phong tỏa chứng khoán” (“Initial registration of
secured transactions and blocking of securities”) in the Service price
description column of Point a is replaced with the phrase “Đăng ký biện pháp bảo
đảm” (“Registration of security interests”);
b) The phrase “Đăng ký
thay đổi nội dung giao dịch bảo đảm đã đăng ký” (“Registration of changes to
the registered contents of secured transactions”) in the Service price
description column of Point b is replaced with the phrase “Đăng ký thay đổi, sửa
chữa biện pháp bảo đảm” (“Registration of changes and corrections to security
interests”);
c) The phrase “giao dịch”
(“transaction”) in the Service price description column of Points d and dd, and
in the Payer column, is replaced with the phrase “biện pháp” (“interests”).
22. The phrase “giao dịch” (“transaction”) in Clause 21.2
Section III Part A of Appendix I is replaced with the phrase “đăng ký biện
pháp” (“registration of measures”).
23. Clause 21.3 Section III Part A of Appendix I is added as
follows:
No.
SERVICE PRICE DESCRIPTION
PAYER
PAYMENT TIME LIMIT
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21.3
Price for blocking of
securities subject to registered security interests
Applicants for blocking
of securities or registration of security interests shall pay the service
price to VSDC through depository members.
Monthly, no later than
15th day of the following month.
a
Initial blocking of
securities subject to registered security interests
b
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24. Clause 25 Section III Part A of Appendix I is abrogated.
25. Section IV Part A of Appendix I is added as follows:
No.
SERVICE PRICE DESCRIPTION
PAYER
PAYMENT TIME LIMIT
SCOPE OF APPLICATION
IV
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26
Post-trading error
handling services
26.1
Post-trading error
correction
Clearing members,
depository members, and direct account holders.
Monthly, no later than
15th day of the following month.
Applicable from the date
of official implementation of the central counterparty mechanism for clearing
and settlement of transactions in shares, fund certificates and covered
warrants.
26.2
Handling transactions
with deferred settlement deadlines
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Handling errors in
proprietary trading
26.4
Handling and determining
cash settlement obligations for transactions for which securities are
insufficient for settlement
Clearing member whose
securities are insufficient for settlement, resulting in the obligation to
make cash settlement
27
Clearing service
Clearing members.
Monthly, no later than
15th day of the following month.
26. The phrase “GIÁ DỊCH VỤ ÁP DỤNG TẠI TỔNG CÔNG TY LƯU KÝ VÀ
BÙ TRỪ CHỨNG KHOÁN PHÁI SINH” (“PRICES OF SERVICES APPLIED BY DERIVATIVES
DEPOSITORY AND CLEARING CORPORATION”) in Section III Part B of Appendix I is
replaced with the phrase “GIÁ DỊCH VỤ ÁP DỤNG TẠI TỔNG CÔNG TY LƯU KÝ VÀ BÙ TRỪ
CHỨNG KHOÁN VIỆT NAM” (“PRICES OF SERVICES APPLIED BY VIETNAM SECURITIES
DEPOSITORY AND CLEARING CORPORATION”).
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28. Clause 9 Section III Part B of Appendix I is abrogated.
29. Section IV Part B of Appendix I is added as follows:
No.
SERVICE PRICE DESCRIPTION
PAYER
PAYMENT TIME LIMIT
SCOPE OF APPLICATION
IV
PRICES OF SERVICES
APPLIED BY VIETNAM SECURITIES CLEARING SINGLE-MEMBER LIMITED LIABILITY
COMPANY
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Derivatives clearing
service
Derivatives clearing
members.
Monthly, no later than
15th day of the following month.
Applicable from the date
of official implementation of the central counterparty mechanism for clearing
and settlement of transactions in shares, fund certificates and covered
warrants.
11
Management of margin
assets
12
Post-trading error
correction for derivatives
30. The phrase“/chào bán cạnh tranh/dựng sổ” (“/competitive
offering/bookbuilding”) in Point b Clause 7 Part A of Appendix II is abrogated.
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32. The phrase “người sở hữu chứng khoán” (“securities holders”)
in Point b Clause 12 Part A of Appendix II is replaced with the phrase “người sở
hữu chứng khoán được hưởng quyền” (“securities holders entitled to corporate
actions”).
33. Some phrases in Clause 13 Part A of Appendix II are replaced
and deleted as follows:
a) The phrase “dịch vụ
thanh toán bằng tiền” (“cash settlement service”) is replaced with the phrase
“dịch vụ xử lý, xác định nghĩa vụ thanh toán bằng tiền đối với giao dịch thiếu
chứng khoán để thanh toán” (“handling and determining cash settlement
obligations for transactions for which securities are insufficient for
settlement”);
b) The phrase “n là số
giao dịch thanh toán bằng tiền VSDC đã xử lý” (“n is the number of cash
settlement transactions processed by VSDC”) is replaced with the phrase “n là số
giao dịch thiếu chứng khoán đã chuyển sang thanh toán bằng tiền” (“n is the
number of transactions with insufficient securities that have been switched to
cash settlement”);
c) The phrase “VSDC” in
Points a, b and c is deleted.
34. The second dash “-” of Point b Clause 14 Part A of Appendix
II is amended as follows:
“- For securities of
organizations that are not yet listed or registered for trading, or that are
listed or registered for trading but whose trading has been suspended or
temporarily halted by SEs, the securities price shall be calculated at the par
value of the securities.”.
35. Point c is added to clause 14 Part A of Appendix II as
follows:
“c) The service price for
transfer of ownership of securities shall be paid by the parties through the
depository member with which they have opened securities depository accounts,
in the case of deposited securities, or through the public company or issuer,
in the case of securities not yet deposited.”.
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“16a. Price for
blocking of securities subject to registered security interests
Price for blocking of securities subject to registered
security interests
=
Price rate
x
Value of blocked securities
Value of blocked securities
=
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x
V
a) Price rate: as per the
Decision of the Minister of Finance.
b) V: Price of securities
calculated at par value for shares, bonds, fund certificates and ETF fund
certificates, and at the initial issuance price for covered warrants.”.
37. The phrase “VSDC” in Clause 8 Part B of Appendix II is
deleted.
38. Clause 9 Part B of Appendix II is abrogated.
Article 2. Amendments
to Appendices of the Circular No. 34/2026/TT-BTC dated March 30, 2026 OF the
Minister of Finance prescribing economic and technical characteristics of
securities services of Vietnam Exchange and its subsidiaries, and Vietnam
Securities Depository and Clearing Corporation and its subsidiary, of which
prices are set by the State
1. The phrase “kết nối”
(“connection”) in the Detailed service description column of Clauses 5, 5.1 and
5.2 Section I Part A is replaced with the phrase “kết nối giao dịch” (“trading
connection”).
2. The phrase“, dựng sổ”
(“, bookbuilding”) in the Detailed service description column and in the Basic
characteristics of service column of Clause 7 Section I Part A is deleted.
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No.
Detailed service description
Basic characteristics of service
d
Handling and determining
cash settlement obligations for transactions for which securities are
insufficient for settlement
Separating the quantity
of securities in shortfall and determining their value, thereby calculating
the amount payable by the selling clearing member to the buying clearing
member (corresponding to the quantity of securities in shortfall) for
settlement in cash instead of delivery of securities.
4.
No.
Detailed service description
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7.12
Transfer of ownership
arising from the repurchase or recovery from employees of shares issued by a
public company under an employee stock option program in accordance with an
approved issuance plan; repurchase or recovery by an issuer or public company
of shares held by employees who acquired such shares on preferential terms in
accordance with regulations of law on equitization
Receiving the
application for transfer of ownership arising from the repurchase or recovery
from employees of shares issued by a public company under an employee stock
option program in accordance with an approved issuance plan; repurchase or recovery
by an issuer or public company of shares held by employees who acquired such
shares on preferential terms in accordance with regulations of law on
equitization. Check the validity of the application, recording the
information on ownership of the parties to the transfer of ownership in the
consolidated register of securities holders managed by VSDC, and notifying
relevant parties.
7.13
Transfer of ownership
arising from the use by the trade union of an issuer or a public company of
shares registered in the name of the trade union to reward employees of the
issuer or public company or to distribute such shares to them at preferential
prices; and the use by an issuer or a public company of treasury shares for
distribution to existing shareholders, as a reward to employees, or for sale
where such sale cannot be effected through the securities trading system
Receiving the
application for transfer of ownership arising from the use by the trade union
of an issuer or a public company of shares registered in the name of the
trade union to reward employees of the issuer or public company or to
distribute such shares to them at preferential prices; and the use by an
issuer or a public company of treasury shares for distribution to existing
shareholders, as a reward to employees, or for sale where such sale cannot be
effected through the securities trading system. Check the validity of the
application, recording the information on ownership of the parties to the
transfer of ownership in the consolidated register of securities holders
managed by VSDC, and notifying relevant parties.
7.14
Transfer of ownership of
preference shares not subject to transfer restrictions under the Law on
Enterprises
Receiving the
application for transfer of ownership of preference shares not subject to
transfer restrictions under the Law on Enterprises. Check the validity of the
application, recording the information on ownership of the parties to the
transfer of ownership in the consolidated register of securities holders
managed by VSDC, and notifying relevant parties.
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Transfer of ownership
arising from the repurchase by an issuer or public company of shares at the
request of its shareholders, or the repurchase of shares from each
shareholder in proportion to their shareholding in the company, as prescribed
by the Law on Enterprises
Receiving the
application for transfer of ownership arising from the repurchase by an
issuer or public company of shares at the request of its shareholders, or the
repurchase of shares from each shareholder in proportion to their
shareholding in the company, as prescribed by the Law on Enterprises. Check
the validity of the application, recording the information on ownership of
the parties to the transfer of ownership in the consolidated register of securities
holders managed by VSDC, and notifying relevant parties.
7.16
Transfer of ownership
arising from the public offering of securities by shareholders of a public
company through auction via Stock Exchanges
Receiving the
application for transfer of ownership arising from the public offering of
securities by shareholders of a public company through auction via Stock
Exchanges. Check the validity of the application, recording the information
on ownership of the parties to the transfer of ownership in the consolidated
register of securities holders managed by VSDC, and notifying relevant
parties.
5. Clause 11 Section I Part B is amended as follows:
No.
Detailed service description
Basic characteristics of service
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Registration of
security interests for securities registered with VSDC
11.1
Registration of security
interests
a
Registration of security
interests
Registering security
interests for securities registered with VSDC.
b
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Registering changes to
registered security interests and correcting errors in registered information
on security interests at the request of the parties.
c
Registration of a notice
of enforcement against collateral
Registering and making
the notice of enforcement against collateral publicly available to interested
parties upon request.
d
Deregistration of
security interests
Deregistering security
interests at the request of the parties.
dd
Issuance of copies of
certificates of security interest registration
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11.2
Provision of information
on security interests
Providing information on
securities subject to registered security interests at VSDC at the request of
organizations, individuals or competent authorities.
11.3
Blocking of securities
subject to registered security interests
a
Initial blocking of
securities subject to registered security interests
Initially blocking
securities subject to registered security interests and subsequently
unblocking the quantity of such initially blocked securities, at the
investor’s request submitted to VSDC through the depository member that holds
the investor’s securities in custody and carries out the blocking and
unblocking.
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Additional blocking of
securities subject to registered security interests
Additionally blocking
securities subject to registered security interests and subsequently
unblocking the quantity of such additionally blocked securities, at the
investor’s request submitted to VSDC through the depository member that holds
the investor’s securities in custody and carries out the blocking and
unblocking.
Article 3.
Implementation
1. This Circular comes
into force from October 06, 2026.
2. SEs and VSDC shall
continue to apply the service price description and price rates prescribed in
the Decision No. 1541/QD-BTC dated April 29, 2025 of the Minister of Finance
pending a new document promulgated by the Minister of Finance./.
PP. MINISTER
DEPUTY MINISTER
Le Tan Can